Self-Regulating Organization
- Self-Regulating Organization
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Self-Regulating Organization — SRO One of several organizations set up in the UK under the Financial Services Act 1986 to regulate the activities of investment businesses and to draw up and enforce specific codes of conduct. By 1995 the SROs recognized by the Securities and… … Accounting dictionary
self-regulatory organization — (SRO) USA A non government organization that has statutory responsibility to regulate its own members through the adoption and enforcement of rules of conduct for fair, ethical and efficient practices. FINRA, NYSE and NASDAQ are examples of SROs … Law dictionary
self-regulating — UK US adjective ► (also self regulatory) LAW, HR used to describe an industry, profession, etc. that checks that its members act according to particular rules, rather than having this done by another organization: a self regulatory… … Financial and business terms
self-regulating — self regulatory UK / US or self regulating UK / US adjective a self regulatory system or organization is one that controls itself and makes its own rules Derived word: self regulation UK / US noun uncountable … English dictionary
self-regulating — adjective a) Describing something capable of controlling itself. The motor was self regulating, until the governor broke and it suddenly raced out of control. b) Describing an organization or other legal body that establishes standards for itself … Wiktionary
self-regulatory — ˌself ˈregulatory adjective also ˌself ˈregulating, ˌself poˈlicing a self regulatory organization or industry sets its own standards and makes sure that its members obey the law, rather than being controlled by an independent organization: •… … Financial and business terms
self-regulation — self regulatory ˌself ˈregulatory adjective also ˌself ˈregulating, ˌself poˈlicing a self regulatory organization or industry sets its own standards and makes sure that its members obey the law, rather than being controlled by an independent… … Financial and business terms
self-regulatory — self regu latory [ US ˌ. ˈ.....] adj also .self regulating a self regulatory system, industry, or organization is one that controls itself, rather than having an independent organization or laws to make sure that rules are obeyed >.self regu… … Dictionary of contemporary English
self-regulatory organizations — self regulatory organization (SRO) USA A non government organization that has statutory responsibility to regulate its own members through the adoption and enforcement of rules of conduct for fair, ethical and efficient practices. FINRA, NYSE and … Law dictionary
self-regulatory — or ,self regulating adjective a self regulatory system or organization is one that controls itself and makes its own rules ╾ ,self regu lation noun uncount … Usage of the words and phrases in modern English
